Wealth Operations & Supervision, Vice President (Wealth Custody & Clearing)
Core
Senior tactical and functional leader for Wealth Custody & Clearing, translating strategy into disciplined execution across Operations, Risk, Compliance, and Technology.
Role type
Senior IC operating leader (Vice President)
Builds
End-to-end operating model for Wealth Custody & Clearing
Domain
Financial Services / Wealth Management / Broker-Dealer
Required skills
Supervisory leadership, fraud controls, regulatory oversight, cross-functional coordination, operating governance, risk management, stakeholder influence, operating model design, technology partnership, third-party oversight
Preferred skills
Introducing broker-dealer experience, RIA operating models, automation/AI workflows, growth environment adaptability
Technologies
AI-enabled workflows, fraud detection systems, supervisory systems, automation tools
Responsibilities
Lead day-to-day operating agenda, coordinate cross-functional execution, provide supervisory leadership, oversee fraud prevention, establish management routines, lead first-line risk leadership, manage senior escalations, enable functional leaders, lead client launch readiness, support regulatory audits, drive policy implementation, establish management information, improve operating model, partner on technology, oversee third parties, represent Head of Operations
Seniority
Senior, hands-on IC