SVP, Head of U.S. Registered Funds and Disclosure
Core
Principal legal advisor for State Street Investment Management's U.S. registered fund platform, including ETFs, mutual funds, and related products, providing strategic leadership on product development, governance, disclosure, and regulatory filings.
Role type
Senior IC legal executive (SVP)
Builds
U.S. registered fund products (ETFs, mutual funds), disclosure programs, and regulatory filing processes
Domain
Asset management / U.S. securities regulation
Required skills
U.S. registered investment company law, SEC regulations, fund formation and lifecycle management, fiduciary obligations, regulatory engagement, commercial negotiation, team leadership, risk management
Preferred skills
Large-scale ETF/mutual fund platform experience, board and trustee engagement, index licensing, disclosure operations transformation
Technologies
Legal tech, disclosure automation tools
Responsibilities
Advise senior executives on strategic initiatives and product innovation; lead legal support for fund formation, governance, and lifecycle management; oversee disclosure and regulatory filings program; manage outside counsel and legal budgets; mentor and develop legal teams; represent the firm in regulatory examinations and governance forums
Seniority
Senior, hands-on IC with executive presence
