HC26-5968;Transfer Agency, Assc1
Core
Reviewing and implementing strict data quality processes and complying with regulatory regimes related to Client Asset and Data protection within the Dealing team.
Role type
Associate Transfer Agent
Builds
High quality service delivery against set goals and targets
Domain
Financial Services / Transfer Agency
Required skills
Regulatory compliance, Data quality management, Client asset protection, Financial crime risk management, Due diligence, Operational procedures adherence, SLA monitoring, Multi-tasking, Methodical problem-solving, Organization
Preferred skills
Financial or Business degree, MS Office suite (Word, Excel, PowerPoint), Additional EU languages (Dutch, German, French, Spanish, Italian)
Responsibilities
Comply with regulatory regimes (Client Asset, Data Protection, Financial Crime), Adhere to procedures in tasks, Exercise Due Diligence, Ensure business standards and client deadlines are met, Plan quality services delivery, Review practices, Perform oversight over delegated parties
Seniority
Entry-level Associate