Transfer Agency, VP
Core
Provide strategic leadership and oversight of daily operations, regulatory compliance, and team management for a Transfer Agency department serving mutual fund and investment product shareholders.
Role type
VP of Transfer Agency (Senior Leadership)
Builds
Operational efficiency, regulatory compliance frameworks, and shareholder servicing capabilities for global fund clients.
Domain
Financial Services / Fund Administration / Transfer Agency
Required skills
Strategic leadership, regulatory compliance (SEC, AML/KYC, FATCA, CRS), process improvement, team management, risk management, data analysis, stakeholder management, budget management.
Preferred skills
Master's degree, experience with TA systems and workflow tools, automation expertise.
Technologies
MS Office, MIS, TA systems, workflow tools
Responsibilities
Provide strategic direction for the transfer agency team; oversee transaction processing, shareholder servicing, and recordkeeping; develop and monitor policies for regulatory compliance; lead process improvement initiatives; manage and mentor a team of managers and associates; coordinate with internal departments for new fund launches; prepare reports for executive leadership.
Seniority
VP, Senior Leadership