Registered Client Associate
Core
Support Profit Formula Financial Advisors with sales, service, and operational activities including client interactions, account setup, and administrative functions.
Role type
Client service associate (financial services)
Builds
Client accounts and support for Financial Advisors
Domain
Financial services / Wealth management
Deliverable
client delivery
Required skills
Client service, account administration, regulatory compliance, scheduling, marketing campaign coordination, document preparation
Preferred skills
Brokerage client support, financial services admin, customer interaction, Microsoft Office
Technologies
Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Provide service to clients via telephone and correspondence; Facilitate advisor and client requests for account information and quotes; Establish and service client accounts; Execute administrative functions including tracking referrals and maintaining regulatory files; Act as liaison for referral sources.
Seniority
Entry-level to Junior