Registered Client Associate
Core
Administrative and operational support for Financial Advisors in Wealth and Investment Management, handling client account services, scheduling, and regulatory compliance tasks.
Role type
Client Associate (Administrative Support)
Builds
Client service interactions, account documentation, and marketing campaign execution for Wells Fargo Advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA Series 7 and 63 licensing, client account management, regulatory compliance, scheduling, written correspondence
Preferred skills
Brokerage client support, administrative support in financial services, customer interaction, Microsoft Office proficiency
Technologies
Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Assist Financial Advisors with sales and service activities, facilitate client requests for account information and quotes, establish and service client accounts, coordinate marketing campaigns, maintain regulatory filing and record keeping
Seniority
Entry-level to Junior