Registered Client Associate
Core
Support Financial Advisors in Wealth and Investment Management by handling client service, account administration, and operational tasks.
Role type
Client Associate (Wealth Management)
Builds
Client accounts and support services for Wells Fargo Advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA Series 7 and 63 licenses, client service, account administration, regulatory compliance, marketing campaign coordination, referral management
Preferred skills
Brokerage client support, administrative support in financial services, customer interaction, Microsoft Office proficiency
Technologies
Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Assist Financial Advisors with sales and service activities, facilitate client requests for account information and quotes, establish and service client accounts, coordinate marketing campaigns, maintain regulatory files and records, act as liaison for referral sources
Seniority
Entry-level to Junior