Investment Associate, FINRA Registered - Essex Junction, VT
Core
Support Private Client Advisors in sales, customer service, and account operations for retail clients.
Role type
Investment Associate (Sales Support)
Builds
Client accounts, marketing materials, and sales support activities
Domain
Financial Services / Retail Investment
Required skills
FINRA S6, S63, SIE licenses, brokerage experience, investment knowledge, organization, communication, technical proficiency, client insight, relationship building, customer service, risk management
Preferred skills
FINRA Series 7, Life Insurance license
Technologies
Microsoft Word, Excel, PowerPoint, email platforms
Responsibilities
Provide support to Private Client Advisors, perform customer service duties, maintain client database, coordinate marketing events, assist in production of newsletters, accept trade instructions
Seniority
Entry-level to Mid-level, hands-on IC