Investment Associate, FINRA Registered - Essex Junction, VT
Core
Support Private Client Advisors in sales, customer service, and account operations for retail investment clients.
Role type
Investment Associate (Sales Support)
Builds
Retail investment accounts and client relationships
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA S6, S63, SIE licenses; investment product knowledge; account administration; client database management; event coordination; trade instruction handling
Preferred skills
FINRA Series 7; Life Insurance license
Technologies
Microsoft Office suite; CRM platforms
Responsibilities
Obtain and process new account forms; maintain client records and databases; coordinate marketing events and seminars; assist with order entry and trade instructions; prepare correspondence and newsletters; support advisor sales activities
Seniority
Entry-level to Junior
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