Business Trainee
Core
Support Sarbanes-Oxley control testing, risk-based audits, and special investigations for an independent global investment firm.
Role type
Junior audit trainee (SOX & risk)
Builds
Audit workpapers, control test results, investigation logs, and risk-control matrices
Domain
Financial services / Audit & Compliance
Required skills
Financial statement analysis, Internal controls knowledge, Risk management concepts, Microsoft Excel proficiency, Data analysis, Audit documentation
Preferred skills
Asset management awareness, Securities knowledge, Banking industry awareness, Professional certifications (CA, CPA, CFA, CIA, ACCA, ACFE)
Technologies
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Responsibilities
Support walkthroughs to understand business processes and controls, Execute assigned audit procedures including document review and sample testing, Assist in investigation planning and evidence collection, Organize and review audit evidence such as reconciliations and reports, Document test procedures and results in audit workpapers, Prepare process narratives and risk-control matrices
Seniority
Junior, Trainee
