Senior Counsel, Corporate
Core
Senior legal counsel managing public company securities reporting, compliance, corporate governance, and M&A transactions for an investment firm.
Role type
Senior IC corporate counsel (securities & M&A)
Builds
SEC filings, governance materials, M&A transaction documentation
Domain
Financial services / Investment management / Public company law
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
federal securities law expertise, corporate governance, M&A transaction management, regulatory compliance drafting, board meeting support, investor relations disclosure coordination
Preferred skills
technology law experience, litigation experience
Technologies
legal research databases, document management systems
Responsibilities
Prepare and review SEC filings (10-Q, 10-K, 8-K, proxy statements, Forms 3/4/5); Develop and maintain compliance policies for SEC, Sarbanes-Oxley, NYSE, and Dodd-Frank regulations; Manage legal due diligence and negotiate transaction documents for M&A activities; Advise executive management on treasury matters including stock and debt issuances; Support Investor Relations with Reg FD disclosures and press release reviews
Seniority
Senior, hands-on IC