Compliance Analyst
Core
Review financial promotion materials and marketing communications for the EMEA region, perform periodic monitoring reviews, and prepare management reports for the Global Marketing Compliance team.
Role type
Compliance Analyst (Marketing Compliance)
Builds
Marketing compliance reports and monitoring reviews for EMEA financial promotions
Domain
Asset Management / Financial Services Compliance
Deliverable
dashboards & analysis
Required skills
Review of financial promotion materials, periodic monitoring reviews, RFP monitoring, preparation of management reports, documentation of procedures, metrics preparation, issue escalation
Preferred skills
Knowledge of financial products, strong analytical skills, attention to detail
Technologies
MS Office suite
Responsibilities
Review marketing materials for financial promotions, perform periodic monitoring reviews, prepare management reports, maintain procedure documentation, execute special projects, partner with global compliance teams
Seniority
Mid-level, hands-on IC