PGIM - Associate, SMA Investment Operations
Core
End-to-end operational oversight for the Separately Managed Account (SMA) platform, ensuring accurate execution of daily, periodic, and annual processes including billing, client onboarding, and data integrity.
Role type
Associate Investment Operations Specialist
Builds
Operational workflows, billing reports, client documentation, and data files for PGIM Custom Harvest's ETF-based SMA portfolios.
Domain
Asset Management / Investment Operations
Required skills
Investment operations experience, analytical problem-solving, Excel proficiency, cross-functional collaboration, process improvement
Preferred skills
Reporting tools familiarity, automation knowledge
Technologies
Excel, Proxy Edge, LPL, Raymond James, Goldman Sachs systems
Responsibilities
Support daily SMA operational workflows including account onboarding, maintenance, and funding; Manage billing lifecycle and revenue reporting; Coordinate client agreements and RIA documentation; Oversee daily operational tasks like account terminations, corporate actions, and data integrity reviews; Produce trade files and operational reports; Perform periodic process reviews and governance.
Seniority
Mid-level, hands-on IC