Associate Financial Representative
Core
Corporate employee advisor providing investment solutions to mass affluent investors via phone and virtual channels.
Role type
Associate Financial Representative (Wealth Advisor)
Builds
Investment portfolios and financial plans for mass affluent clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, Series 63, Series 65 or 66 licenses, direct client experience in financial services, financial analysis, sales, customer service
Preferred skills
Life and Health insurance knowledge, tele-sales experience, financial trading experience, Microsoft Office proficiency, call center experience
Technologies
Multiple PC lookup applications, web-based applications, Microsoft Office
Responsibilities
Deliver financial advice and conduct reviews with clients over phone, handle client transactions and service requests, prepare client reports and proposals, identify new sales and asset retention opportunities, resolve advisor and client issues
Seniority
Entry-level to Mid-level, individual contributor