Mutual Fund Trader
Core
Provide operational trading support and resolve complex inquiries for financial advisors and clients regarding mutual funds, UITs, and precious metals in a call center environment.
Role type
Senior IC mutual fund trader (operational support)
Builds
Operational trading support and client service for financial advisors
Domain
Financial services, wealth management
Deliverable
client delivery
Required skills
Series 7, Series 63 (or 66), US state registration, MS Office, computer troubleshooting, analytical skills, attention to detail
Preferred skills
Mutual Fund/UIT/Precious Markets knowledge, trading regulations, Equities/Bond markets, Siebel/ClientWorks, VBA macros, Series 24
Technologies
Siebel, ClientWorks, MS Office
Responsibilities
Execute order placement, research, corrections, and systems troubleshooting for trading products; Resolve complex client and advisor inquiries; Identify and mitigate operational risks and procedural gaps; Coordinate with internal teams and third-party vendors to improve processing efficiency.
Seniority
Mid-level, hands-on IC