Principal Analyst, MAP
Core
Lead regulatory strategy and risk analysis for novel or high-risk applications to ensure market integrity and investor protection.
Role type
Principal Analyst, Regulatory Risk & Strategy
Builds
Regulatory programs and risk management strategies for the securities industry
Domain
Financial Services / Securities Regulation
Required skills
Risk analysis, regulatory strategy, industry practice knowledge, securities products knowledge, critical thinking, quantitative skills, oral and written communication
Preferred skills
Crypto assets knowledge, training development, course content creation
Technologies
None explicitly stated
Responsibilities
Lead or participate in reviews of novel or high-risk applications, identify notable trends in industry practice, present subject matter material for internal programs, support management in reviewing staff work product, assist in developing course content for regulatory operations training
Seniority
Principal, hands-on IC with strategic guidance