Vice President, Trading and Product Risk Intelligence
Core
Lead a team of intelligence experts to identify, analyze, and predict regulatory trends and emerging risks impacting financial markets and member firms.
Role type
Senior executive (VP) in regulatory intelligence and risk analysis
Builds
Strategic intelligence products, assessments, and briefings for senior leadership and regulators
Domain
Financial services regulation, market intelligence, and risk management
Required skills
Strategic planning, team leadership, regulatory framework expertise, stakeholder engagement, intelligence cycle management, financial product knowledge, cross-departmental collaboration
Preferred skills
Law degree, advanced business degree, prior broker-dealer experience, technology innovation adaptation
Technologies
Intelligence collection tools, analytics platforms, regulatory data systems
Responsibilities
Lead intelligence team operations, develop intelligence frameworks, serve as strategic advisor to senior management, represent FINRA at conferences, supervise and mentor subject matter experts, communicate complex intelligence assessments
Seniority
Executive, strategic leadership & mentorship