Principal Counsel, Regulatory
Core
Provides legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter resource for the Board of Governors and senior executives.
Role type
Principal Counsel, Regulatory (Senior IC)
Builds
Rule proposals, Board materials, regulatory filings, and guidance for member firms.
Domain
Securities regulation and financial services law
Required skills
Securities law expertise, rule drafting, economic impact analysis, stakeholder management, legal research, policy analysis
Preferred skills
Experience with SEC initiatives, public conference presentation, cross-functional collaboration
Technologies
Legal research databases, regulatory filing systems
Responsibilities
Assists in briefing regulatory initiatives to senior executives; reviews and drafts new rule proposals; prepares Board materials with sophisticated policy analyses; conducts economic impact assessments; presents at regulatory policy conferences; collaborates on rule changes and eliminations.
Seniority
Principal, experienced individual contributor