Senior Analyst, AML FCM Client Intelligence Unit
Core
Conducting in-depth Enhanced Due Diligence (EDD) reviews of high-risk clients to identify money laundering, terrorist financing, and sanctions exposure.
Role type
Senior IC AML compliance analyst (EDD)
Builds
Investigative reports and risk assessments for high-risk client relationships (via careerplan.io/jobs/R-0013251-senior-analyst-aml-fcm-client-intelligence-unit-at-raymondjames)
Domain
Financial services / Anti-Money Laundering (AML)
Required skills
Enhanced Due Diligence (EDD) processes, AML laws and regulations (USA PATRIOT Act, BSA, OFAC), client documentation and beneficial ownership analysis, investigative research techniques, source-of-funds and source-of-wealth verification, risk assessment, financial services industry operations
Preferred skills
CAMS certification, mentoring colleagues on AML policies, process enhancement initiatives
Technologies
Internal case management systems, third-party databases, open-source search tools
Responsibilities
Conducting in-depth research using internal systems and external tools to support EDD reviews, documenting investigative findings in the EDD case management system, performing advanced analysis of client profiles and transactional activity, investigating negative media alerts, mentoring peers on internal AML policies, escalating significant findings to management
Seniority
Senior, hands-on IC