Senior Registered Client Service Associate (Hallandale Beach, FL)
Core
Provides high-touch administrative support to Financial Advisors, managing client onboarding, account maintenance, trade execution, and practice efficiency reporting.
Role type
Senior Registered Client Service Associate
Builds
Client accounts, trade orders, and operational reports for Financial Advisors
Domain
Financial Services / Securities Industry
Deliverable
client delivery
Required skills
Client Relationship Management (CRM), Excel, securities trading, account research, budgeting, regulatory compliance
Preferred skills
Mentoring junior staff, process improvement, marketing support
Technologies
Managed account platforms, CRM software, Goal planning software
Responsibilities
Serve as first point of contact for client inquiries and scheduling; manage new client onboarding and account setup; execute discretionary and non-discretionary trades; maintain client documentation and ensure regulatory compliance; create reports for practice efficiency; assist with Financial Advisor marketing efforts.
Seniority
Senior, hands-on IC
