Senior Registered Client Service Associate (Shreveport, LA)
Core
Provides high-touch administrative support to Financial Advisors, managing client onboarding, trading execution, account maintenance, and practice efficiency reporting.
Role type
Senior Registered Client Service Associate (Financial Services)
Builds
Client accounts, trade orders, performance reports, and operational workflows for Financial Advisors
Domain
Financial Services / Securities Industry
Deliverable
client delivery | production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> client delivery
Required skills
Client Relationship Management (CRM) software, Goal planning software, Microsoft Excel, Securities Industry Essentials (SIE), Series 7, Series 63, Series 65, Series 66
Preferred skills
Advanced investment concepts, Financial markets knowledge, Trading terminology, Budgeting and expense tracking
Technologies
Managed account platforms, Internal databases, CRM software, Goal planning software
Responsibilities
Serve as first point of contact for client inquiries, quotes, and meeting scheduling; Manage new client onboarding and account openings; Execute discretionary and non-discretionary trades; Maintain alternative investments and foreign accounts; Create reports for practice efficiency and performance metrics; Assist Financial Advisors with marketing events and client communications; Mentor junior team members and manage team workflow.
Seniority
Senior, hands-on IC
