Senior Registered Client Associate
Core
Support financial advisors and clients by managing account records, processing transactions, and resolving inquiries.
Role type
Senior Registered Client Associate
Builds
Client accounts and transaction records
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), account documentation management, fund transfer processing, trade execution, check/wire/ACH processing, client onboarding
Preferred skills
FINRA registrations, financial services experience
Responsibilities
Build and maintain professional relationships with clients, handle account inquiries, adhere to compliance standards, facilitate fund transfers and securities trades, process checks and wires
Seniority
Senior, hands-on IC