Senior Manager - WM Business Risk
Core
Senior Manager providing expertise and counsel to RBC Wealth Management Canada's Operational Risk leadership to anticipate and manage operational risks effectively.
Role type
Senior Manager, Operational Risk & Regulatory Compliance
Builds
Operational Risk and Regulatory Compliance programs for RBC Wealth Management Canada
Domain
Financial Services / Wealth Management / Operational Risk
Required skills
Operational Risk practices, Audit, Compliance, Risk Control, Risk Management, Financial Instruments, Fraud Risk Management, Long Term Planning, Risk Appetite Management, Key Risk Indicator (KRI) Management, Root Cause Analysis, Control Assessments, Regulatory Compliance Management, Strategic Innovation, Data Analysis, Microsoft Office (Excel, PowerPoint), Stakeholder Management, Senior Management Communication, Writing Skills, Consulting Mindset
Preferred skills
Wealth Management product/process knowledge, Investment Management, Financial Planning, Securities Operations, Canadian Investment Regulatory Organization (CIRO) rules
Technologies
Microsoft Office, Excel, PowerPoint
Responsibilities
Execute Risk & Control Assessments (RCSAs), Perform operational risk event/error reviews, Lead risk reporting and assessments, Manage Risk Appetite and KRI refresh processes, Perform Targeted Reviews and Root Cause Analyses, Act as Line of Business Head Delegate for controls and attestations, Manage critical evidence and archives for risk programs
Seniority
Senior Manager, Strategic & Operational Leadership