Investment Associate - Trading & Administration
Core
Support Investment Advisors in managing client portfolios, executing trades, and ensuring account compliance and documentation.
Role type
Investment Associate (Trading & Administration)
Builds
Client portfolios and wealth management plans
Domain
Wealth Management / Securities
Required skills
Canadian Investment Regulatory Exam (CIRE), Microsoft Office Suite, time management, client service, verbal and written communication
Preferred skills
Securities industry experience, knowledge of RBC Dominion Securities systems
Technologies
Microsoft Office Suite
Responsibilities
Conduct market research and provide updates to the advisory team; Review and re-balance client portfolios; Manage TAC sheets, risk dashboards, and bulk trading; Track positions and identify buy/sell opportunities; Follow up on orders for settlement and delivery; Respond to client inquiries regarding accounts and transactions; Liaise with internal departments to resolve client issues; Ensure client files are accurate, up-to-date, and compliant with regulatory requirements.