Client Associate
Core
Administrative and operational support for financial advisors and clients, including account management, trade processing, and compliance documentation.
Role type
Client Associate (Registered Client Associate)
Builds
Client accounts, trade executions, and compliant account records
Domain
Wealth Management / Financial Services
Required skills
Account administration, trade processing, compliance documentation, client relationship management, financial record maintenance
Preferred skills
FINRA registrations, Series 7 and 66 (or 63/65) licenses, financial services experience
Technologies
ACH, wire transfers, check processing systems
Responsibilities
Answer account questions and handle inquiries, process trades and fund transfers, maintain account records and documentation, onboard new accounts, prepare correspondence
Seniority
Entry-level to Mid-level, individual contributor