Syndicate Operations Analyst
Core
Support US Municipal new issue business by ensuring operational efficiency, minimizing risk, and assuring compliance for Muni syndicate offerings.
Role type
Syndicate Operations Analyst
Builds
Settlements and fund disbursements for municipal bond syndicate issues
Domain
Capital Markets / Fixed Income
Required skills
Settlement processing, Fund disbursement, Vendor invoice management, Fee collection, Transaction recording, Risk mitigation, Capital management, Regulatory compliance, DTC eligibility management, Transfer agent liaison
Preferred skills
Problem identification, Prioritization, Time management
Technologies
DTC, Transfer agents, Wiring systems
Responsibilities
Acquire DTC eligibility and liaise with transfer agents for settlement; Prepare final settlement letters and P&L for underwriters; Wire monies for settlement and pay vendor invoices; Communicate with syndicate members and disburse fees; Record deal transactions and statistics; Manage settlements to avoid operational and regulatory risk; Report funding requirements and secure capital.