Registered Client Associate / Client Associate
Core
Administrative and operational support for financial advisors and clients, including account management, trade processing, and compliance documentation.
Role type
Client Associate / Registered Client Associate
Builds
Client accounts, trade executions, and account records
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Account management, trade processing, compliance documentation, data entry, client service, communication, organizational skills
Preferred skills
FINRA registrations, financial services experience
Technologies
Desktop tools, word processing software
Responsibilities
Answer account questions and handle inquiries, process funds transfers and trades, maintain account records and documentation, onboard new accounts, prepare correspondence
Seniority
Individual Contributor