Senior Analyst, KYC Onboarding
Core
Execute KYC due diligence and compliance checks for new client onboarding in Capital Markets, ensuring adherence to UK AML regulations and global standards.
Role type
Senior Analyst, KYC Onboarding (via careerplan.io/jobs/R-0000188587-senior-analyst-kyc-onboarding-at-rbc)
Builds
Compliant client relationships and reference databases for RBC Capital Markets
Domain
Financial Services / Capital Markets / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
KYC/AML compliance, Capital Markets industry knowledge, Regulatory requirements (IIROC, OFSI, IRS), Risk assessment (Low/Medium/High), Trade systems familiarity
Preferred skills
Tax knowledge, Operations or Technology background, CAMS certification, CFA certification
Responsibilities
Process new client and account opening forms, Conduct KYC due diligence searches, Assess potential non-compliance issues, Respond to adhoc information requests from business areas, Identify process automation opportunities, Escalate high-risk clients or sanctions matters
Seniority
Mid-Senior, hands-on IC