Complex Assistant Manager
Core
Lead a team across multiple branches and serve as the primary liaison between the complex, branches, and corporate departments to drive strategic initiatives and foster an inclusive culture.
Role type
Senior IC complex assistant manager (wealth management operations & leadership)
Builds
Branch operations, compliance frameworks, and advisor performance
Domain
Financial services / Wealth Management
Required skills
Team leadership, hiring and training, operations management, compliance and risk assessment, budget management, regulatory adherence
Preferred skills
Investment product knowledge, branch office operations expertise
Technologies
CRM systems, financial planning tools
Responsibilities
Lead a team across multiple branches and manage the staffing process; Manage the Complex Operations Team and ensure adherence to operations policies; Assess suitability and risk for daily sales activities and ensure regulatory compliance; Oversee new advisor onboarding and support Financial Advisors in business development; Partner with the Complex Director to develop and manage the overall budget.
Seniority
Senior, hands-on IC with leadership responsibilities