Client Associate
Core
Administrative and operational support for financial advisors and clients, including account management, trade processing, and compliance documentation.
Role type
Client Associate / Registered Client Associate
Builds
Client accounts and advisor business operations
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Account management, trade processing, compliance documentation, client service, problem resolution, technology adaptation
Preferred skills
FINRA registrations, financial services experience
Technologies
ACH, wire transfers, check processing
Responsibilities
Build and maintain professional relationships with clients, handle account inquiries and escalate to advisors, obtain and maintain account documentation, facilitate fund transfers and complete trades, process checks and wires
Seniority
Entry to Mid-level, hands-on IC