Investment Associate
Core
Support Financial Advisors in wealth management by gathering client data, processing transactions, and facilitating investment strategies to help clients achieve financial goals.
Role type
Investment Associate (Wealth Management)
Builds
Client accounts, investment portfolios, and financial plans for RBC Wealth Management clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), client suitability analysis, transaction processing, investment strategy research, compliance monitoring, business development support
Preferred skills
Salesforce, Money Guide Pro
Technologies
AdvisoryLink, Salesforce, Money Guide Pro
Responsibilities
Gather client suitability information and open new accounts; Facilitate fund transfers, securities transfers, and disbursements; Process investment advisory agreements and monitor account surveillance; Research complex account problems and communicate investment strategies to clients; Identify business development opportunities to increase revenue
Seniority
Mid-level, 3+ years experience