- Director, Capital Markets Controls for Operations (US)
Core
Managing the US Operations Risk & Controls Governance function within Capital Markets to ensure operational risks are effectively monitored, reported, and aligned with enterprise policies.
Role type
Director, Operations Risk & Controls Governance
Builds
Standardized control frameworks, risk reporting, and governance processes for US Capital Markets operations.
Domain
Financial Services / Capital Markets / Operational Risk
Required skills
Operational risk governance, control framework design, risk assessment methodologies, regulatory compliance, team leadership, stakeholder management, process standardization, root cause analysis, incident management, automation initiatives.
Preferred skills
Capital Markets operations (payments, prime brokerage, trade settlements), audit or compliance background, control automation tools, US regulatory knowledge.
Technologies
AI tools, control automation platforms, risk reporting dashboards.
Responsibilities
Oversee control framework implementation and governance across US regions; lead root cause analysis of operational risk events; establish and maintain control inventories; lead control assurance programs; coordinate with senior leadership and regional teams; facilitate governance forums and regulatory reporting; drive standardization and automation of control processes; mentor and develop direct reports.
Seniority
Director, people management