Registered Client Associate/Operations Associate (Edina)
Core
Support financial advisors and clients by managing account operations, processing transactions, and ensuring compliance.
Role type
Operations Associate (Wealth Management)
Builds
Client accounts, trade executions, and account records
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), account documentation management, trade processing, fund transfers, compliance adherence
Preferred skills
Bachelor's degree or equivalent experience, adaptability to technology changes
Technologies
Spreadsheet Software, Email Services, Office Administration tools
Responsibilities
Answer account questions and handle inquiries, process checks/wires/ACHs and complete trades, maintain account records and documentation, facilitate fund transfers and securities transfers, prepare correspondence
Seniority
Individual Contributor