Manager, Client Due Diligence
Core
Support Wealth Management Business on client onboarding and trigger event review, focusing on personal high net worth clients, offshore companies, and family trust structures.
Role type
Manager, Client Due Diligence
Builds
Compliant onboarding processes and risk management frameworks for high-net-worth clients
Domain
Wealth Management / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Required skills
Client onboarding, KYC, AML, high-risk account review, policy compliance, stakeholder liaison, QA checks, procedure maintenance, system UAT participation
Preferred skills
Training new Relationship Managers, project management, audit support
Technologies
None explicitly stated
Responsibilities
Ensure KYC profiles meet internal policy and regulatory requirements; Ensure account opening documentation complies with legal and regulatory requirements; Provide advice and training to new RMs and RMOs on client onboarding; Liaise with stakeholders to escalate high-risk accounts and document exceptions; Conduct QA checks on AML and CDD requirements; Act as intermediary between Front Office and Back Office for urgent escalations; Maintain department procedure and policy manuals; Participate in system UAT and follow up on enhancements; Assist in ad-hoc projects and audits
Seniority
Manager, hands-on IC with team leadership
