Investment Associate
Core
Support Financial Advisors in wealth management by gathering client data, processing transactions, and delivering investment strategies to help clients achieve financial goals.
Role type
Investment Associate (Wealth Management)
Builds
Client accounts, investment portfolios, and wealth planning solutions
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), asset gathering, transaction processing, investment strategy research, compliance monitoring, client relationship management
Preferred skills
Salesforce, Money Guide Pro
Technologies
AdvisoryLink, Salesforce, Money Guide Pro
Responsibilities
Gather client suitability information and open new accounts; Facilitate fund transfers and securities issuance; Process investment advisory agreements and monitor account surveillance; Research complex account problems and deliver resolutions; Communicate investment strategies and recommendations to clients; Identify business development opportunities to increase revenue.