FID Compliance Officer, Legal and Compliance
Core
Provide comprehensive compliance advisory coverage for Morgan Stanley's Fixed Income businesses, focusing on day-to-day activities including sales, trading, commodities, and insurance brokerage.
Role type
Senior IC compliance officer (Fixed Income)
Builds
Compliance policies, procedures, and training programs for Fixed Income business units.
Domain
Financial Services / Fixed Income Markets / Regulatory Compliance
Required skills
Fixed Income compliance expertise, Japanese regulatory framework knowledge, risk assessment, stakeholder management, regulatory relationship management, product review, training delivery
Preferred skills
AI solutions proficiency, data management tools
Technologies
Microsoft Office Suite, data management tools, digital collaboration platforms
Responsibilities
Advise on compliance policies and regulations for Fixed Income businesses; Partner with Private Side Compliance on capital markets transactions; Establish and maintain standards of conduct; Manage regulatory relationships and internal audits; Develop and deliver compliance training; Identify and assess compliance risks; Review and approve new instruments and products.
Seniority
Senior, hands-on IC