Director - Security Settlements Operations
Core
Supervise security settlement operations for Fixed Income and Equity Securities across Americas markets, managing risk, resolving exceptions, and leading a team of 13+ resources (10 offshore).
Role type
Senior IC operations director (security settlements)
Builds
Secure and timely clearance and settlement of securities trades
Domain
Financial services / Fixed Income and Equity markets
Required skills
People management, risk mitigation, process improvement, regulatory compliance (U.S. buy-in rules), analytical problem-solving, stakeholder communication
Preferred skills
Security Settlements experience, Equity/Fixed Income product knowledge
Technologies
Microsoft Office (Excel, Word, PowerPoint)
Responsibilities
Investigate and resolve pre-settlement/settlement exceptions and post settlement breaks; Escalate risks associated with settlement and implement risk mitigation methods; Identify areas for process improvement to strengthen control and increase efficiency; Lead the team and provide support and guidance in day-to-day functions and various projects; Coaching and mentoring the team; Manage deficits and mitigate risk associated with failing settlement obligations
Seniority
Director, hands-on IC with team leadership