Wealth Management Private Banking Operations - High Net Worth Collateral Monitoring - Director
Core
Director leading operational, regulatory compliance, and transaction/reporting functions for securities-based lending collateral monitoring.
Role type
Director, Private Banking Operations
Builds
Operational controls and transaction approvals for securities-based lending products
Domain
Wealth Management / Securities Lending
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Securities-based lending collateral monitoring, Regulatory compliance, Operational risk management, Team supervision, Process improvement, Microsoft Office (Excel, Visio, PowerPoint), Analytical skills
Preferred skills
Investment markets knowledge, Financial exchange regulations, Change management, Stakeholder communication
Technologies
Microsoft Office Suite (Excel, Visio, PowerPoint)
Responsibilities
Apply operational and regulatory controls for transaction approvals, Supervise and develop a team of direct reports, Implement new firm or regulatory directives, Communicate with Collateral Managers, Credit Risk, Technology, and field teams
Seniority
Director, strategic leadership with hands-on operational oversight
