Wealth Management Private Banking Operations - High Net Worth Collateral Monitoring - Director
Core
Director leading operational, regulatory compliance, and transaction/reporting functions for securities-based lending collateral monitoring, applying controls to support transaction approvals.
Role type
Director, Private Banking Operations
Builds
Transaction approvals for securities-based lending products funded by Morgan Stanley Banks
Domain
Financial Services / Wealth Management / Securities Lending
Required skills
Securities-based lending collateral monitoring, Regulatory compliance, Operational controls, Team supervision, Process improvement, Microsoft Office (Excel, Visio, PowerPoint), Analytical skills
Preferred skills
Investment markets knowledge, Financial exchange regulations, Change management, Stakeholder communication
Technologies
Microsoft Office, Excel, Visio, PowerPoint
Responsibilities
Apply operational and regulatory controls for transaction approvals, Communicate with Collateral Managers, Credit Risk, Technology, and field teams, Implement new firm or regulatory directives, Supervise and develop a team of direct reports
Seniority
Director, Management