Business SOX Compliance Manager
Core
Own and execute SOX business process control workstreams as the second line of defense for Internal Control over Financial Reporting, partnering with business stakeholders to design, implement, and remediate controls.
Role type
Senior IC SOX Compliance Manager
Builds
SOX compliant business processes and controls for new products, non-routine transactions, and system changes
Domain
Financial Services / Regulatory Compliance (SOX, PCAOB, SEC, U.S. GAAP)
Required skills
SOX business process control design and implementation, COSO framework, PCAOB standards, SEC reporting requirements, U.S. GAAP (ASC 606), audit program management, project execution, gap analysis, remediation planning
Preferred skills
AuditBoard/Optro experience, AI tools for compliance, Big 4 public accounting background, experience at a publicly traded company
Technologies
AuditBoard, Optro
Responsibilities
Assess business changes for impacts to SOX controls, create processes meeting SOX requirements, drive end-to-end implementation of high-risk controls, identify and correct internal control design gaps, develop remediation plans, collaborate on IT compliance considerations, coordinate with internal/external audit teams, manage compliance processes and timelines, maintain status reporting, monitor regulatory trends
Seniority
Senior, hands-on IC
