Senior Compliance Officer, 100% (f/m/d)
Core
Key point of contact for Swiss and cross-border regulatory requirements (FinSA, MiFID, CRD VI) and first point of contact for the Lugano branch.
Role type
Senior Compliance Officer
Builds
Regulatory compliance frameworks and assessments for product distribution
Domain
Private Banking / Financial Services
Deliverable
client delivery
Required skills
Swiss and European financial market law expertise, product distribution assessment, regulatory project implementation
Preferred skills
Swiss Bar admission, banking IT applications
Technologies
standard banking IT applications
Responsibilities
Handle enquiries and assessments in connection with (cross-border) product distribution, support and implement regulatory projects in Swiss and European financial market law, serve as first point of contact for the Lugano branch
Seniority
Senior, hands-on IC
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