Compliance Manager
Core
Oversees compliance for Capital Group's business and operations in Hong Kong, providing regulatory advice and managing licensing obligations.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance policies, regulatory reports, and risk mitigation strategies for Hong Kong and APAC operations
Domain
Financial services / Asset management / Hong Kong regulatory environment
Required skills
Knowledge of Hong Kong asset management regulations, Distribution/Sales/Marketing compliance, Regulatory change management, Policy governance, Compliance reporting, Stakeholder management, Analytical judgment
Preferred skills
APAC regulatory knowledge, Investment product launch experience, Legal/compliance certifications
Technologies
N/A
Responsibilities
Monitor regulatory developments and implement new requirements, Act as primary compliance contact for stakeholders, Develop and maintain compliance policies, Support regulatory inspections and filings, Provide leadership to local DSM Compliance team
Seniority
Senior, hands-on IC
