BSA/AML Officer
Core
Lead the US Compliance program and act as the regional BSA/AML Officer for a regulated digital currency trading business, overseeing fiat and crypto trading lines.
Role type
Senior IC BSA/AML Officer (Financial Crime)
Builds
US digital currency trading business (spot, derivatives, tokenized securities)
Domain
Digital Assets / Cryptocurrency / Financial Services
Deliverable
client delivery (regulatory compliance & reporting)
Required skills
BSA/AML compliance, OFAC sanctions, financial crime investigations, risk management, regulatory examinations, audit coordination, transactional monitoring, policy development, regulatory reporting
Preferred skills
Digital assets exposure, FINRA/NFA rule knowledge, CIP implementation, fraud risk management
Technologies
Transactional monitoring systems, regulatory reporting platforms
Responsibilities
Lead the domestic BSA/AML and OFAC compliance programs; oversee regulatory reporting to FinCEN, SEC, CFTC, FINRA, NFA, NYDFS; manage regulatory examinations and relationships with examiners; implement and maintain risk-based policies and procedures; coordinate with offshore affiliates for US entity controls; prepare management reporting of BSA/AML metrics; identify, escalate, and remediate compliance issues; conduct BSA/AML, CIP, and OFAC risk assessments; train employees on compliance policies; refine alert thresholds in transactional monitoring systems; represent the firm in meetings with regulators.
Seniority
Senior, hands-on IC with management responsibilities