Assurance Manager - Broker Dealer/Capital Markets
Core
Lead audit engagements for broker-dealer clients, managing teams to coordinate financial statement audits and regulatory disclosures.
Role type
Senior IC Assurance Manager (Capital Markets)
Builds
Audit reports and regulatory compliance deliverables for broker-dealer clients
Domain
Financial Services / Capital Markets / Public Accounting
Required skills
Audit leadership, GAAP/GAAS/IFRS knowledge, team mentoring, client relationship management, engagement planning, profitability management
Preferred skills
Multi-engagement staff deployment, Centers of Influence relationship building
Technologies
Audit software, financial reporting tools
Responsibilities
Coordinate auditing of financial statements and disclosures, assess risk and design audit procedures, manage multiple engagement teams, supervise Seniors and Supervisors, maintain client contact throughout the year, develop staff through training and coaching, manage project profitability, identify accounting/auditing matters for partners
Seniority
Senior, hands-on IC with team lead experience