Audit Manager - Broker Dealer
Core
Oversee and manage a team of auditors for Broker Dealer clients, ensuring high-quality audit work, compliance with standards, and client relationship management.
Role type
Senior IC Audit Manager (Broker Dealer)
Builds
Audit engagements for Broker Dealer clients
Domain
Financial Services / Public Accounting
Required skills
Team leadership, Audit strategy design, Regulatory compliance, Budgeting and resource allocation, Risk assessment, Technical accounting, Client presentation, Proposal development
Preferred skills
CPA certification, Supervisory experience, Industry regulation knowledge, Business development
Technologies
Audit software, Accounting standards frameworks
Responsibilities
Manage audit teams and ensure quality work; Serve as primary client contact; Plan and design audit strategies; Manage audit process including budgeting and billing; Present findings to senior management; Stay updated on accounting standards and regulations; Contribute to firm growth and proposals.
Seniority
Senior, hands-on IC with supervisory duties
