Audit Manager - Broker Dealer
Core
Oversee and manage a team of auditors to conduct high-quality external audits for Broker Dealer clients in accordance with professional standards and regulatory requirements.
Role type
Senior IC Audit Manager (Broker Dealer)
Builds
Audit engagements and compliance reports for Broker Dealer clients
Domain
Financial Services / Broker Dealer / Public Accounting
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> client delivery
Required skills
Team leadership, audit strategy design, regulatory compliance, budgeting and scheduling, engagement economics, risk assessment, technical accounting, proposal development
Preferred skills
Industry networking, firm policy development, business solution identification
Technologies
Audit software, accounting standards frameworks
Responsibilities
Manage audit teams and ensure compliance with standards; serve as primary client contact; plan and design audit strategies; manage audit process including budgeting and billing; present findings to senior management; stay updated on regulations; contribute to proposals and firm growth initiatives.
Seniority
Senior, hands-on IC with supervisory experience