Sr. Associate - Operations (Hybrid, Newark, NJ)
Core
Provide outsourced operational and transactional business process support for clients, focusing on efficient, high-volume processing and settlement activities.
Role type
Senior Associate (Operations)
Builds
Operational performance and client service delivery
Domain
Financial Services / Securities Settlements
Required skills
DTC Settlements experience, data entry, order processing, document verification, accounting support, end-of-day balancing, funding management, fail management, ETF settlements, DWAC processing, reconciliation
Preferred skills
Familiarity with BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse
Technologies
BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse
Responsibilities
Develop and evaluate processes to support business goals; monitor productivity and delivery; perform routine back-office activities including data entry and document verification; manage RAD activity and DKs; process free receives and resolve DVP/RVP differences; process SPOs and pair-offs; complete end-of-day balancing and funding; process buy-ins and manage fails; prepare FINRA extension filings and Reg SHO 204 reporting; complete Obligation Warehouse activities; reconcile stock and cash breaks; process new issues and ETF settlements; process Deposits and Withdrawals at Custodian (DWAC).