Registered Client Relationship Analyst
Core
Provide exceptional service to clients and support Financial Advisors/teams by managing account operations, executing transactions, and maintaining client relationships.
Role type
Client Relationship Analyst (Financial Services)
Builds
Client accounts, transaction records, and support materials for Financial Advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Active Series 7, Series 66, or Series 63/65 licenses; knowledge of equities, bonds, options, mutual funds, annuities, and insurance; advanced Microsoft Office skills; data entry and account onboarding
Preferred skills
2+ years of industry experience; college degree
Technologies
MS Online, eSign, eAuthorization, firm approved systems
Responsibilities
Execute money movement transactions; answer general non-investment account questions; onboard and maintain client accounts; enter unsolicited or solicited orders; manage calendars and travel itineraries; prepare expense reports; assist with marketing strategy and website maintenance
Seniority
Individual Contributor