Senior Registered Service Associate
Core
Perform operational support and oversight for a financial services complex, managing document maintenance, money movement, trade support, and special projects.
Role type
Senior Registered Service Associate (Operational Support)
Builds
Operational logs, trade adjustments, audit-ready processes, and client service solutions
Domain
Financial Services / Wealth Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Series 7, Series 66, Series 63, Series 65 licenses, cash and securities transaction processing, trade adjustment processing, document management and electronic filing, audit compliance monitoring, mail distribution and sorting, operational alert response, process gap identification, remediation project tracking
Preferred skills
Series 9, Series 10 licenses, supervisory license, onboarding support, Financial Advisor coverage, facilities support
Technologies
Microsoft Office, Morgan Stanley Online, Morgan Stanley Mobile
Responsibilities
Review and approve cash and securities transactions, process manual trade tickets, maintain operational logs, support audit readiness and compliance, distribute incoming and outgoing mail, assist with special projects like recruit onboarding, track progress against operational remediation projects
Seniority
Senior, hands-on IC