Lead Investigator
Core
Lead complex regulatory investigations into financial misconduct, gathering evidence, conducting interviews, and prosecuting firms/individuals under criminal, civil, and administrative sanctions.
Role type
Senior IC regulatory investigator (legal)
Builds
Investigation outcomes and enforcement actions against financial service firms and individuals
Domain
UK Financial Services Regulation / Enforcement
Deliverable
client delivery
Required skills
Leading complex investigations, assessing complex evidence, conducting challenging interviews, drafting legal investigation documents, managing junior staff, strategic risk management
Preferred skills
Experience in serious fraud or complex financial crime, experience in complex litigation and disputes
Technologies
N/A
Responsibilities
Lead a portfolio of complex investigations with competing deadlines, obtain and assess evidence using regulatory powers, lead challenging interviews with subjects and witnesses, draft or oversee drafting of key investigation documents, manage and coach junior team members, produce management information
Seniority
Senior, hands-on IC with line management responsibilities
