Specialist
Core
Conduct due diligence, AML screening, and governance review activities to ensure compliance and operational efficiency.
Role type
Compliance and Due Diligence Specialist
Builds
Compliance and risk management processes for financial services operations
Domain
Financial Services / Compliance / Risk Management
Deliverable
dashboards & analysis
Required skills
Due diligence, AML screening, governance review, risk assessment, documentation review, process improvement, stakeholder collaboration
Preferred skills
Agency or broker governance experience, professional compliance certifications
Technologies
Microsoft Office
Responsibilities
Conduct due diligence, AML screening, and governance review activities; Review screening results and operational records for accuracy and compliance; Support quality assurance, audit, and regulatory review activities; Investigate and resolve operational issues; Contribute to process improvement initiatives; Provide guidance and knowledge sharing to team members; Collaborate with internal and external stakeholders.
Seniority
Individual Contributor, Mid-level