Brokerage Services Registered Analyst - Series 7/63 - Remote
Core
Licensed analyst supporting clients and financial representatives with investment account questions, performance inquiries, and securities transactions.
Role type
client-facing brokerage services analyst
Builds
brokerage account servicing and investment transaction processing
Domain
Financial Services / Investment Management
Deliverable
client delivery
Required skills
FINRA Series 6/7/63 licenses, investment product knowledge, securities transaction analysis, tax reporting, regulatory compliance
Preferred skills
problem-solving, continuous learning, digital self-service adoption
Technologies
digital self-service platforms
Responsibilities
Provide consultative service on investment concepts, analyze and review investment transactions, serve as primary contact for assigned clients, collaborate on product enhancements, stay updated on industry trends and regulations